Compliance Overview / University of New England

Compliance Overview

Compliance Framework
Compliance Driver	UNE Internal Requirements (NSW)
Classification	Level 1 University-wide concern. Impacts on reputation and funding.
Associated Legislation	None
Associated Standards	None
Associated Codes	None
Associated Information	None

Return to Top Administrative Information
Administrative Body
Administrative Name
Administrative Address
Administrative Phone
Administrative Email
Administrative Website

Return to Top General Introduction
VC Compliance Delegate	Susannah Warrick, Director Governance and University Secretary
Compliance Coordinator	Alicia Zikan, Head Records Policy and Governance
Business Units Impacted	Academic Development Accounting Advancement, Communications, and Events Directorate Ag360 Animal Genetics and Breeding Unit Australian Business Research Institute Brand Partnership and Business Development Business Intelligence Business Services Careers & Employability Centre for Agriculture and Law Centre for Animal Research and Teaching Centre for Applied Research in Social Science Centre for Local Government Client Services Collaborative Research Centres Computational Analytics Software Infomatics Controlled Entities Corporate Communications and Events Cotton Catchment Communities CRC CRC for Beef Genetic Technologies CRC for Spatial Information Curriculum and Academic Management Data Services Digital Education Education Enterprise Education Futures Education Quality Directorate English Language Centre Enterprise Architecture Estate and Built Environment Examinations Office Faculty of Humanities, Arts, Social Sciences and Education Faculty of Medicine and Health Faculty of Science, Agriculture, Business and Law Finance Strategy and Business Intelligence Graduate Research School Heritage Futures Research Centre Information Security Infrastructure Services Institute for Rural Futures Integrated Services and Operational Intelligence Internal Audit Legal Services Library Services Office of Strategy and Management Office of the Chief Financial Officer Office of the Chief Operating Officer Office of the Deputy Vice-Chancellor Office of the Deputy Vice-Chancellor (Research) Office of the Director Governance and University Secretary Office of the Pro Vice-Chancellor Indigenous Office of the Vice-Chancellor and CEO Oorala Aboriginal Centre Operational Reporting People and Culture Place Based@UNE Poultry Hub Procurement Records, Policy and Governance Unit Research Centres and Institutes Research Services Rural Properties School of Education School of Environmental and Rural Science School of Health School of Humanities, Arts and Social Sciences School of Law School of Psychology School of Rural Medicine School of Science and Technology SportUNE Strategic Partnerships & Business Development Strategic Projects Group Student Experience Student Grievance Unit Student Pathways Student Services Technology and Digital Services The National Centre of Science, Information and Communication Technology, and Mathematics Education Treasury UNE Archives & Heritage Centre UNE Brand and Marketing UNE Business School UNE Council UNE Foundation Limited UNE Foundation Trust UNE International UNE Life Healthcare Centre UNE Life Pty Ltd UNE Marketing UNE Partnerships Pty Ltd UNE Professional Superannuation Fund Pty Ltd UNE Residential System University Secretariat Vechile Management Services Yarm Gwanga
Overview	UNE has a responsibility to ensure compliance with a range of obligations including rules, policies and procedures - these are collectively known as our Internal Requirements.
Compliance Obligations
Return to Top Fraud and Corruption Control Policy
Description	This Policy establishes a Fraud and Corruption Control System (FCCS) consistent with the Australian Standard on Fraud and Corruption Control (AS 8001:2021). The Policy provides guidance on how to prevent, detect and respond to incidents of fraud and corruption and: * reinforces management’s commitment to, and responsibility for, identifying risk exposures to fraudulent and corrupt activities, and ensuring all UNE Representatives and students are aware that UNE has zero tolerance for fraud or corrupt conduct; and * requires UNE Representatives to perform their duties with honesty and integrity in accordance with the framework of ethical conduct that underpins the expected standards of behaviour for all members of the University community. The Code of Conduct policy sets the standards of ethical behaviour expected of staff and students. Staff should abide by the principles set out in the Code of Conduct and students should abide by principles set out in the Student Behavioural Misconduct Rules.
Impacts
Responsible Manager	Susannah Warrick, Director Governance and University Secretary
Coordinating Officer	Alicia Zikan, Head Records Policy and Governance
Coordinating Unit	Records, Policy and Governance Unit
Oversight Committee/Group	Audit and Risk Committee
Business Units Impacted	Academic Development Accounting Advancement, Communications, and Events Directorate Ag360 Animal Genetics and Breeding Unit Australian Business Research Institute Brand Partnership and Business Development Business Intelligence Business Services Careers & Employability Centre for Agriculture and Law Centre for Animal Research and Teaching Centre for Applied Research in Social Science Centre for Local Government Client Services Collaborative Research Centres Computational Analytics Software Infomatics Controlled Entities Corporate Communications and Events Cotton Catchment Communities CRC CRC for Beef Genetic Technologies CRC for Spatial Information Curriculum and Academic Management Data Services Digital Education Education Enterprise Education Futures Education Quality Directorate English Language Centre Enterprise Architecture Estate and Built Environment Examinations Office Faculty of Humanities, Arts, Social Sciences and Education Faculty of Medicine and Health Faculty of Science, Agriculture, Business and Law Finance Strategy and Business Intelligence Graduate Research School Heritage Futures Research Centre Information Security Infrastructure Services Institute for Rural Futures Integrated Services and Operational Intelligence Internal Audit Legal Services Library Services Office of Strategy and Management Office of the Chief Financial Officer Office of the Chief Operating Officer Office of the Deputy Vice-Chancellor Office of the Deputy Vice-Chancellor (Research) Office of the Director Governance and University Secretary Office of the Pro Vice-Chancellor Indigenous Office of the Vice-Chancellor and CEO Oorala Aboriginal Centre Operational Reporting People and Culture Place Based@UNE Poultry Hub Procurement Records, Policy and Governance Unit Research Centres and Institutes Research Services Rural Properties School of Education School of Environmental and Rural Science School of Health School of Humanities, Arts and Social Sciences School of Law School of Psychology School of Rural Medicine School of Science and Technology SportUNE Strategic Partnerships & Business Development Strategic Projects Group Student Experience Student Grievance Unit Student Pathways Student Services Technology and Digital Services The National Centre of Science, Information and Communication Technology, and Mathematics Education Treasury UNE Archives & Heritage Centre UNE Brand and Marketing UNE Business School UNE Council UNE Foundation Limited UNE Foundation Trust UNE International UNE Life Healthcare Centre UNE Life Pty Ltd UNE Marketing UNE Partnerships Pty Ltd UNE Professional Superannuation Fund Pty Ltd UNE Residential System University Secretariat Vechile Management Services Yarm Gwanga
Obligation Framework
Associated Legislation	None
Associated Standard	None
Associated Code	None
Associated Information	None
Management Tools
Rule	Code of Conduct
Policy	Fraud and Corruption Control Policy
Procedure	None
Guideline	None
Other Websites	NSW ICAC

Compliance Obligations