Compliance Overview

Compliance Framework
Compliance Driver Personal Property Securities Act 2009 (Cth)
Classification Level 4
Local area requirement, managed locally .
Associated Legislation None
Associated Standards None
Associated Codes None
Associated Information None
Return to Top Administrative Information
Administrative Body
Administrative Name
Administrative Address  
Administrative Phone  
Administrative Email  
Administrative Website  
Return to Top General Introduction
VC Compliance Delegate Meredith Parry, Chief Operating Officer
Compliance Coordinator Katrina Warden, Director Legal Services
Business Units Impacted
  • Academic Development
  • Accounting
  • Administration Services
  • Advancement, Alumni and Events
  • Ag360
  • Animal Genetics and Breeding Unit
  • Australian Business Research Institute
  • Brand Partnership and Business Development
  • Business Intelligence and Analytics
  • Business Services
  • Campuses
  • Careers & Employability
  • Centre for Agriculture and Law
  • Centre for Animal Research and Teaching
  • Centre for Applied Research in Social Science
  • Centre for Local Government
  • Client Services
  • Collaborative Research Centres
  • Computational Analytics Software Infomatics
  • Controlled Entities
  • Corporate Communications and Events
  • Cotton Catchment Communities CRC
  • CRC for Beef Genetic Technologies
  • CRC for Spatial Information
  • Curriculum and Academic Management
  • Data Services
  • Digital Education
  • Education Enterprise
  • Education Futures
  • Education Quality Directorate
  • English Language Centre
  • Enterprise Architecture
  • Estate and Built Environment
  • Examinations Office
  • Faculty of Humanities, Arts, Social Sciences and Education
  • Faculty of Medicine and Health
  • Faculty of Science, Agriculture, Business and Law
  • Finance Strategy and Business Intelligence
  • Future Students, Engagement and Technologies
  • Graduate Research School
  • Growing Regional and Agricultural Students in Science
  • Heritage Futures Research Centre
  • Information Security
  • Infrastructure Services
  • Institute for Rural Futures
  • Integrated Services and Operational Intelligence
  • Internal Audit
  • LabNext70
  • Legal Services
  • Library Services
  • Office of Strategy and Management
  • Office of the Chief Financial Officer
  • Office of the Chief Operating Officer
  • Office of the Deputy Vice-Chancellor
  • Office of the Deputy Vice-Chancellor (Research)
  • Office of the Director Governance and University Secretary
  • Office of the Pro Vice-Chancellor Indigenous
  • Office of the Vice-Chancellor and CEO
  • Oorala Aboriginal Centre
  • Operational Reporting
  • People and Culture
  • Policies Team
  • Poultry Hub
  • Procurement
  • Records Team
  • Records, Policy and Governance Unit
  • Research Centres and Institutes
  • Research Services
  • Rural Properties
  • School of Education
  • School of Environmental and Rural Science
  • School of Health
  • School of Humanities, Arts and Social Sciences
  • School of Law
  • School of Psychology
  • School of Rural Medicine
  • School of Science and Technology
  • SportUNE
  • Strategic Partnerships & Business Development
  • Strategic Projects Group
  • Student Grievance Unit
  • Student Journey
  • Student Pathways
  • Student Services
  • Technology and Digital Services
  • The National Centre of Science, Information and Communication Technology, and Mathematics Education
  • Treasury
  • UNE Archives & Heritage Centre
  • UNE Brand and Marketing
  • UNE Business School
  • UNE Foundation Limited
  • UNE Foundation Trust
  • UNE International
  • UNE Life Healthcare Centre
  • UNE Life Pty Ltd
  • UNE Marketing
  • UNE Partnerships Pty Ltd
  • UNE Professional Superannuation Fund Pty Ltd
  • UNE Residential System
  • University Secretariat
  • Vehicle Management Services
  • Yarm Gwanga
Overview The PPSA establishes a national framework for securing obligations using personal property. It is a highly procedural Act that affects a wide range of the University's activities. The University can be both a grantor (when it gives a security interest over its assets, for example, under a finance lease for equipment) and a secured party (when it takes a security interest over another party's assets, for example, taking security over intellectual property it licenses out, or over debts owed to it).

For example:
s151(1) Registration - belief about security interest - Imprisonment for 1 year for an individual. For a corporation, a court may impose a significant fine under the Crimes Act 1914 (Cth).
s151(2) Registration - belief about security interest - Civil Penalty: 50 penalty units for an individual. For a corporation, the maximum penalty is 250 penalty units.
s271 A person who suffers loss or damage because the University (as a secured party) fails to discharge an obligation under the Act may recover the amount of the loss or damage from the University.